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Clients who trade Northbound shares via China Connect System will be required to have their information submitted to HKEX, which in turn will transmit to China Mainland Exchanges:
- Individual Account: Name, ID Issuing Country, ID Type and ID Number
- Corporate Account: Entity name, Place of Incorporation and Legal Entity Identifier ("LEI") / Certificate of Incorporation number
Visit HKEX website for more information.
Clients are to sign and return 'Request for Trading in Northbound China Connect shares' form* to UOB Kay Hian Pte Ltd to give their consent to disclose their particulars prior to trading in Northbound shares. It takes about four to five working days for processing.
From 26 Sep 2018, existing clients with Northbound shares will only be allowed to sell their holdings if no form is submitted.
Note
*Please read this statement together with the request form.
- Clients with multiple accounts will only require to submit one form.
- For joint account holders, both account holders will have to sign the form.
